- A-Logic
 - Offers comprehensive and advanced marketing solutions for stock brokers and annuity, life insurance, and long-term care agents. - A. A. Nazzaro Associates
- Offers securities lending management and consulting services.
- American Qualified Plans, Inc
- Providing information and services about ESOPs, appraisal, administration, financing techniques, and 401(k).
- Amtec
- Computes rebatable arbitrage from the investment proceeds of tax exempt bonds for financial professionals.
- Andrew Kalotay Associates (AKA) - New York, NY
- Valuation of fixed income securities, particularly bonds and derivatives.
- APIforex
- Hong Kong-based consultants offering technical analyses of forex markets, currency forecasting, news updates, and research statistics. Includes articles about technical indicators, trading history, and money management.
- ASAP Advisor Services
- Provides marketing and consulting services for fund managers and financial advisors as well as a range of data distribution services.
- Athis Finance
- Portfolio management, financial investments, and tax advice dedicated to foreign private investors.
- Avera Global Partners
- San Francisco-based investment advisory firm specialising in alternative investments.
- B/D Compliance Partners, Inc.
- Offers securities industry consulting including new broker/dealer startups, compliance audits and meetings, expert witness testimony, and more.
- Batterymarch Financial Management, Inc.
- BDC Financial
- Provides customised alternative investment products and servicing solutions.
- Beacon Verification Services
- Offers AIMR Verification.
- Bodnar Financial Advisors
- Assisting clients in the creation and preservation of wealth and helping clients achieve their life objectives with a sense of security.
- Bridgebay Financial, Inc.
- Offers corporate liquidity portfolios, SEC market risk disclosure analysis, money manager selection, and more.
- Broker Dealer Compliance
- Provides compliance, operational, and financial services to the securities broker dealers and registered investment advisors.
- Brookwood Investment Advisors
- Brown, Cal
- Offering financial planning, tax and retirement strategies.
- Callan Associates Inc
- Investment consultant for foundations, pension funds and investment managers.
- Cambridge Advisors
- Alliance of fee-only personal financial advisors throughout the U.S. serving Middle America. We accept no commissions and sell no products.
- Cambridge Associates, Inc.
- Independent firm providing advisory and consulting services for endowments and other nonprofit institutions.
- Cambridge Investment Advisor
- Specialising in 401k , health care consulting, flexible employee benefit plans, and human resources.
- Carramar Limited
- Offers expertise in international interim management, business development, and project management.
- Century Management Investment Counselors
- Offers portfolio management and comprehensive financial planning for families, trusts, pensions, and businesses.
- China Business Group
- Advisory and investment services to help companies achieve rapid and sustained success in China.
- China Update
- Provides firms throughout Canada and the U.S. with business information and consultation on commercial and investment opportunities with China.
- CI Consultancy
- Provides consultancy, products and software services to the financial services industry.
- CINE-TEC
- Technical investment and marketing advisors to motion picture speculation funds sponsored by studios, firms, and independents.
- CMS Financial Services
- Third-party investment consultant offering asset allocation, manager/fund selection, portfolio accounting, and performance measurement services.
- Cobeco, Inc.
- Provides investment advisory services and research for international fund managers, institutions, and companies interested in African and Caribbean markets and investment opportunities.
- Cochrane, George
- Consulting in Australian gold investing.
- COMSTAT Capital Sciences Inc
- Capital asset consulting group in Western Canada.
- Concord Advisory Group, The
- Offers consulting services for mid-sized institutional investors, including asset allocation, investment manager search, and fee reduction.
- Cooper Consultants
- Pension fund consulting firm.
- D&G Sciences
- Offers independent estimates of cost-to-complete, and time-to-finish research and development projects.
- Decker & Associates, Inc.
- Financial planning and education for individuals and corporations.
- Derivatives Portfolio Management
- Provides a full range of investment reporting and analytical services, enabling evaluation of portfolio risks and performance.
- EAG Consultants
- Provides consulting services to investment firms, banks, mortgage lenders, and other organisations in the consumer credit industry that are seeking strategic change.
- Eagle Investment Systems
- Serving the financial and banking industries by offering investment data warehousing and consulting.
- Emerging Markets Management, LLC
- Institutional investment firm dedicated to the management of emerging markets equities in Asia, Latin America, Europe, and Africa.
- Executive Financial Group [EFG]
- Coordinates corporate finance with wealth creation, wealth conservation, business planning and executive benefits.
- FC Global Service
- Offers investment planning services, feasibility studies, market quotes and news, and investor information.
- FCA Corp.
- Financial planning and investment advisory services on a fee only basis.
- Financial Computer Support
- Provides computer and administrative support for financial planners and insurance agents. Offers dbCAMS portfolio management software.
- Financial Concept Group
- Information on a wide range of financial products to help create a financial plan.
- Financial Planning Interactive
- Interactive information resource for professional financial planners and investment advisors.
- Fincoord Finance Coordinators Ltd. - Zürich, Switzerland
- FFC is a privately-owned consulting firm seated in Switzerland offering financial and strategic advisory and management services tailor-made for the Polish market.
- Frank Russell Company
- Multi-manager solutions for investment managers and capital markets.
- FrontLine Compliance
- Providers of custom regulatory compliance services and solutions to investment industry including broker-dealers, hedge funds, investment advisers, investment companies, and insurance companies.
- G.W. Henssler and Associates
- Gamla Stan Group
- Founded in May, 1996, as an IPO marketing & strategy consulting firm. Distributor of "EASDAQ: An Entrepreneur's Guide to Going Public."
- Go Public Today
- Offers information and services to take a company public on the OTC BB and raise capital with a direct public offering.
- H.D. Vest Financial Services
- Provides products and services to assist tax and accounting professionals in becoming financial services centres for their clients.
- Hopgood Group, The
- Consulting exclusively for hotel investments.
- Ibbotson Associates
- Consulting, training, and other services for the kinds of investment and financial problems facing financial planners, brokers, investment managers, and corporations.
- ILX Systems
- Developers of PC-based and online information systems providing data, news, and analytics for financial services companies.
- Interface Management Limited
- International business management, finance and tax consultants located in the Island of Jersey, Channel Islands.
- International Institute of Trading Mastery, Inc. (IITM)
- Helps investors and traders improve performance and maximize returns thru self-improvement.
- Invest Securities Consulting, P.C.
- Advisory firm specialising in investment fraud, stockbroker disputes, damage calculations, Internet trading problems, and market regulations.
- Investment Reference
- Specialises in compliance consulting, FCM field audits, series 3 instruction, and CTA and CPO disclosure document preparation.
- Investors Bank and Trust
- Provides customised securities processing services for institutional investors.
- ITG
- Provider of technology-based equity trading services and transaction research to institutional investors and brokers.
- J.H. Ellwood and Associates, Inc.
- Independent firm that advises clients in the design, implementation, and ongoing supervion of their retirement plan, endowment, and foundation investment programmes.
- Jabez Advisory Group
- Provides personal and corporate portfolio analysis and asset allocation as well as tax, financial, and insurance planning.
- Janiczek & Company, Ltd
- Offers fee only financial, tax, estate, and retirement planning, and asset management for individuals, trusts, and pension plans.
- John Piccitto Consulting Ltd.
- Provides management consultancy services in the fields of global equity finance, documentation analysis and procedures, training, and expert industry opinion on a world-wide basis.
- Johnston Investment Counsel (JIC)
- An independent, full-service, fee based investment consulting and advisory firm serving institutional and individual investors.
- Karagosian Financial Services
- Provide financial consulting and money management services to individuals and institutional investors.
- Kobren Insight Group
 Lanson Financial
- Independent offshore investment monitoring service for expatriates.- Lynx Investment Advisory, LLC
- Offers investment management solutions.
- Main Street Research
- Information about our services, plus market commentaries, advice, and financial links.
- Marketing Consulting Corporation
- Consultants in investment and trading litigation. Specialises in broker/customer disputes regarding stocks and bonds, options, commodity futures, and currency trading.
- Matrix Settlement & Clearance Services, LLC
- Automated mutual fund trading, settlement, and clearing services for banks, broker/dealers, trust companies, and third party administrators.
- Menke & Associates, Inc.
- Qualified tax-exempt Employee Stock Ownership Plan (ESOP) firm, offering financial/legal consultation, plan administration, business appraisals, investment banking services.
- Mesirow Financial
- Provides a full range of financial and investment services.
- MGL Consulting Corporation
- Specialises in providing registration and compliance services to broker/dealers and investment advisors.
- Midwest Fiduciary Services, Inc.
- Conducts audits of investment advisors, committees, and managers as fiduciaries, provides consulting for ERISA employee benefit plans, and provides investment advisory services.
- Moreno's Investments
- Specialises in client-focused portfolios blending blue chip, high tech and financial securities for growth or income.
- Murray Financial Group
- Provides personal and professional financial advice including investment management and financial and retirement planning services.
- National Regulatory Services, Inc.
- NRS and NRS Systems provide consulting services and software to the investment adviser and broker dealer compliance industry.
- New England Pension Consultants
- Independent, full service consulting firm that provides institutional clients with comprehensive investment counselling and performance measurement.
- NTUC Club Investments
- Holding company for various lifestyle and leisure related businesses.
- OakBrook Investments, LLC
- Specialises in large cap domestic equity investment strategies for institutional and retail clients, and mutual funds.
- Optimarket, Inc.
- Provides information about acquiring government assets being privatized in Azerbaijan.
- Pacific Investment Advisors
- PIA offers investment and management services for foreign and domestic companies.
- Pensions and Investment Research Consultants (PIRC) Limited
- Corporate governance service, investment advice and research.
- Peter L. Bernstein, Inc.
- An economic consulting firm to institutional investors and publisher of the Economics Strategy and Portfolio newsletter.
- Phoenix-Hecht
- Quantitative Services Group (QSG)
- Offers transaction cost measurement systems, quantitative equity research, portfolio trading analysis, and investment strategy consulting to institutional investors.
- ReFlow
- Provides auction model for short-term liquidity needs of mutual funds.
- RIA Compliance Consultants
- Complete resource for investment advisory compliance matters. RIA specialises in registering new investment advisors, conducting mock SEC exams, and preparing compliance manuals.
- Royal Alliance
- Offers registered representative opportunities for independent professionals.
- S&FA Capital Services, Inc.
- Provides consultation to clients in the financial services industry to meet regulatory, marketing, and strategic challenges.
- Sarofim Realty Advisors
- Investment advisory firm specialising in real estate.
- Sebesta Associates
- Services include foreign financial representation, registered representation, asset management, and more.
- Securities Regulatory Professionals
- Provides branch audits, model written supervisory procedures, registration assistance, and other compliance consulting.
- SEI Investments
- Offers trusts, funds, banking, investment advisors, and other services.
- Spectrum Pension Consultants, Inc.
- Providing services to sponsors of qualified pension and profit sharing plans.
- Stock Transfer.Com
- Offers to assist companies in finding a stock transfer agent.
- Thomas Murray Ltd
- Management consultancy that specialises in global custody, global securities services, and risk management .
- Traders Accounting
- Offers advice on tax planning, entity formation, tax preparation, day trading services, and 401(k) services.
- Trend Analysis, Ltd.
- Independent analysts and researchers who provide daily technical commentaries on the world's major foreign exchange, bond and commodity markets and provide a consultancy service.
- Trepp Group
- Software and consulting firm servicing the structured finance community. Specialists in CMO, CMBS, ABS and whole loan securities.
- TriOptima
- Offers a method for the reduction of credit risk, capital costs, operational risk, and operational costs in the OTC derivatives industry.
- US Business Exchange (USBX)
- Investment bank providing consultancy services for mergers and acquisitions including exclusive sales and divestitures as well as private placements for middle market businesses.
- VBM Consulting
- Offers Value Monitor International - a service designed to help monitor, create and maximise value within an organisation.
- Wayne W. Kollas, Inc
- Offers business continuation, insurance, executive benefits, and financial planning for closely held businesses and their owners.
- Wealth Management Institute
- Provides information and advice for the offshore investor concerning global investing and banking, trust and estate planning, and asset protection planning.
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